Theory of Voting
Fairness Criteria
-
1 (Majority
Criterion)If
a candidate gets a majority (>50%) of the first place votes,
he/she
should be winner.
-
2 (Condorcet
Criterion):
winning candidate should also be winner of pairwise comparisons.
-
3 (Monotonicity
Criterion):
Suppose X is the winner and suppose that in another election some voters
are able to rank X higher, with no change for the other candidates, then
X should still win.
-
4 (Irrelevant Alternatives
Criterion):
Suppose X is the winner, if one or more losing candidates drop from the
race, X should still be the winner.
-
(5 (Pareto Condition):
if everyone prefers candidate 1 over candidate 2, then candidate 2
should
not be among the winners of the election.This is subsumed by the
Condorcet
Criterion.)
Theorem : Plurality Voting, Single
Runoff, Sequential Runoff, Borda Count and the Condorcet Method satisfy
the Monotonicity Criterion.
Example 1 again:
First |
A |
B |
C |
D |
E |
E |
Second |
D |
E |
B |
C |
B |
C |
Third |
E |
D |
E |
E |
D |
D |
Fourth |
C |
C |
D |
B |
C |
B |
Fifth |
B |
A |
A |
A |
A |
A |
|
18 |
12 |
10 |
9 |
4 |
2 |
The plurality winner is A.
-
Is the Majority Criterion satisfied?
-
Is the Condorcet Criterion satisfied?
-
Is the Irrelevant Alternatives Criterion satisfied? I.e. can you find a
losing candidate X, such that when we drop X, this would change the
plurality
outcome?
The single runoff winner is B.
-
Is the Majority Criterion satisfied?
-
Is the Condorcet Criterion satisfied?
-
Is the Irrelevant Alternatives Criterion satisfied?
The sequential runoff winner is C.
-
Is the Majority Criterion satisfied?
-
Is the Condorcet Criterion satisfied?
-
Is the Irrelevant Alternatives Criterion satisfied?
The Borda count winner is D.
-
Is the Condorcet Criterion satisfied?
-
Is the Irrelevant Alternatives Criterion satisfied?
The Condorcet winner is E.
-
Is the Majority Criterion satisfied?
-
Is the Condorcet Criterion satisfied?
-
\Is the Irrelevant Alternatives Criterion satisfied?
Problem 1: For the following preference schedule
find
the winner by Borda count:
Is there a Majority winner of first place votes?
Problem 2: determine the Condorcet winner. Is the
Irrelevant
Alternatives Criterion satisfied?
First |
A |
A |
E |
C |
D |
Second |
E |
C |
B |
B |
B |
Third |
C |
D |
A |
A |
A |
Fourth |
D |
E |
C |
D |
E |
Fifth |
B |
B |
D |
E |
C |
|
1 |
1 |
1 |
1 |
1 |
Arrows Impossibility Theorem:
No voting system can satisfy all four fairness criteria in all
cases.
A weak version of Arrows Impossibility
Theorem:
Given an odd number of voters and 3 or more candidates and an
election.
Then there is no voting system that satisfies both the Condorcet
Criterion
and the Irrelevant Alternatives Criterion and that produces at least one
winner.
Proof: Given the election:
First |
A |
B |
C |
Second |
B |
C |
A |
Third |
C |
A |
B |
|
1 |
1 |
1 |
A is a non winner, so drop B, then A is still a non winner.
B is a non winner, so drop C, then B is still a non winner.
C is a non winner, so drop A, then C is still a non winner.
So no winner.
Approval voting:
might
give fairer results more often than traditional methods.
Ballot:
candidate |
approve |
don't approve |
A |
X |
|
B |
X |
|
C |
|
X |
D |
X |
|
-
Suppose that the candidates A and B have moderate political positions,
while candidate C is quite liberal. Voter opinions about the candidates
are as follows:
-
28% want A as their first choice, but would also approve of B.
-
29% want B as their first choice, but would also approve of A.
-
1% want B as their first choice, and approve neither of A nor of C.
-
42% want C as theri first choice, and approve of neither A nor B.
a) If all voters could only vote for their first
choice,
which candidate would win by plurality?
b) Which candidate wins by an approval vote?
Voting Power
-
Imagine that a small company has four share holders who hold 26%, 26%,
25% and 23% of the company's stock. Assume that votes are assigned in
proportion
to share holding. Also assume that decisions are made by strict majority
vote. Explain, why although each individual holds roughly one-fourth of
the
stock, the individual with 23% holds no effective power in voting.